Preface to 2019 Edition
July 2019 was the hottest month ever recorded. The Secretary General of the World Meteorological Organization said, “July has rewritten climate history, with dozens of new temperature records.” Temperatures soared around the world, including in China. A prominent Chinese scientist predicted that such heat waves would become the “new normal” in the decades ahead.
The first edition of the Guide to Chinese Climate Policy was released in July 2018 (the third hottest month ever recorded). My goal was to provide an objective, factual report on climate change policies in the world’s largest emitter. Since then, trends in China’s response to climate change have been mixed.
On the one hand:
- In 2018, China’s emissions of carbon dioxide, the leading heat-trapping gas, rose roughly 2.5%. This was the largest annual increase in five years.
- In 2018, roughly 30 GW of new coal-fired power capacity was added in China (roughly 60 midsized coal plants). Capacity additions for coal-fired power plants continued at the same pace in the first half of 2019.
- China’s public financial institutions continued to lead the world in financing new coal-fired power plants abroad.
On the other hand:
- In 2018, China again led the world in renewable power deployment, adding 43% of the world’s new renewable power capacity.
- In 2018, China again led the world in electric vehicle deployment. Roughly 45% of the electric cars and 99% of the electric buses in the world today are in China.
- In 2018, seven of the world’s nine nuclear power plants that connected to the grid for the first time were in China.
- In December 2018, the Chinese delegation played an important role in helping shape a global consensus on steps to implement the Paris Agreement at the 24th Conference of the Parties to the UN Framework Convention on Climate Change COP-24) in Katowice, Poland.
- On several occasions, including in July and August 2019, China’s leaders publicly reiterated their commitment to fighting climate change.
Political tensions between China and the United States escalated dramatically during the past year. Challenges related to the China-US trade war focused China’s leaders on economic stability and energy security. Some observers noted that climate change appeared to be a lower priority as a result. Others noted that the Chinese government has used its commitment to limiting emissions and acceptance of climate science to draw contrasts with the Trump administration, positioning itself favorably in the eyes of many around the world.
Climate change is a big topic. It involves natural systems, energy systems, financial systems, political systems and more. Not surprisingly, China’s response to climate change is complicated and multifaceted. In some ways, China is a leader when it comes to fighting climate change. In other ways, China lags.
Yet this is clear: there is no solution to climate change without China. China’s transition to a low-carbon economy will have far-reaching consequences not just for China but the entire world.
The 2019 edition of the Guide to Chinese Climate Policy provides an updated resource for anyone interested in China’s response to climate change. I hope you find it useful.
- David Sandalow
 Brady Dennis and Andrew Freedman, “Here’s how the hottest month in recorded history unfolded around the world,” Washington Post (August 5, 2019); Matthew Walsh and Du Caicai, “Deadly Heat Waves Could Be China’s ‘New Normal,’ Scientist Warns,” Caixin (August 7, 2019).
 “Another exceptional month for global average temperatures,” Copernicus Climate Change Service (August 5, 2019)
 See Chapter 1 at note 20.
 See Chapter 8 at note 13.
 See Chapter 20 at note 39.
 See Chapter 9 at note 1.
 See Chapter 13 at note 16.
 See Chapter 10 at note 1.
 See Chapter 19 at note 9.
 See Chapter 3 at note 25.
In 2018, China was the world’s leading emitter of heat-trapping gases by a wide margin. Its policies for limiting emissions will have a significant impact on the global climate for decades to come.
From a historical perspective, China’s status as the world’s leading emitter is relatively recent. During most of the 19th and 20th centuries, Chinese emissions were modest. Then, in the early part of this century, as the Chinese economy boomed, Chinese emissions began to skyrocket, overtaking those from the United States around 2006. China’s cumulative emissions of carbon dioxide since the beginning of the Industrial Revolution are roughly half those from the United States. (Carbon dioxide, the leading heat-trapping gas, stays in the atmosphere for many years once emitted.)
China’s leaders have declared that the impacts of climate change “pose a huge challenge to the survival and development of the human race” and that China is “one of the most vulnerable countries to the adverse impacts of climate change.” The Chinese government has adopted short- and medium-term goals for limiting emissions of heat-trapping gases and a wide-ranging set of policies that contribute to meeting those goals. Those policies are shaped in part by other objectives, including promoting economic growth, cutting local air pollution and developing strategic industries.
This Guide examines Chinese climate change policies. It starts with a review of Chinese emissions. It then explores the impacts of climate change in China and provides a short history of the country’s climate policies. The bulk of the Guide discusses China’s principal climate policies, explaining the policy tools the Chinese government uses to address climate change and related topics. Appendices provide background on institutions that shape climate policy in China.
What are “climate policies”? Monetary and fiscal policies affect emissions and could therefore qualify, as could policies on many other topics. This Guide does not catalog all policies that could affect emissions or the climate, but instead focuses on policies most directly related to climate change, including those on energy, transportation, urbanization, forestry, climate adaptation and climate diplomacy.
In choosing policies to focus on, I am guided in part by international convention and in part by governments’ extensive reporting on this topic. The Intended Nationally Determined Contributions submitted by more than 160 nations to the UN Framework Convention on Climate Change show a broad international consensus that policies on energy, transportation, urbanization and forestry, among others, are considered “climate policies.” The Chinese government’s official documents on climate change show the same.
Several official documents are important resources for anyone interested in China’s climate policies. Every year the National Development and Reform Commission (NDRC) publishes a report on China’s Policies and Actions for Addressing Climate Change. These reports provide detailed information on a range of topics. Other key sources for understanding China’s climate policies include:
- China’s Intended Nationally Determined Contributions, submitted to the UN Framework Convention on Climate Change in June 2015;
- Work Plan for Controlling Greenhouse Gas Emissions in the 13th Five-Year Plan, issued by the State Council in October 2016;
- China’s First Biennial Update Report on Climate Change, submitted to the UN Framework Convention on Climate Change in December 2016;
- China’s Second Biennial Update Report on Climate Change, submitted to the UN Framework Convention on Climate Change in December 2018; and
- China’s Third National Communication on Climate Change, submitted to the UN Framework Convention on Climate Change in December 2018
Several themes run through these documents, including strong commitments to low-carbon development, cutting coal use, scaling up clean energy sources, promoting sustainable urbanization and participating actively in climate diplomacy.
Implementation is fundamental to any policy. This is especially true in China, where policy implementation can be a considerable challenge. Key ministries may fail to coordinate. Resources for enforcement may be lacking. Policies designed to achieve different objectives may conflict. The priorities of provincial leaders may not align with policies from Beijing. For these reasons and more, stated policies—while important—are just part of the picture when it comes to understanding the Chinese response to climate change.
The organization of this Guide reflects that. Most chapters start with a section of background facts. This background provides context and can help in forming judgments on the impacts of policies to date and potential impacts of policies in the years ahead. Where implementation has been especially challenging or successful, that is highlighted.
This Guide can be read in parts or as a whole. Individual chapters are designed to stand alone and provide readers with information on discrete topics. The Guide as a whole is designed to provide an understanding of China’s response to climate change and the implications of that response for China and the world.
The Guide can be accessed in three ways:
- by purchasing it as a book on Amazon.com
- by visiting the Guide to Chinese Climate Policy website at https://chineseclimatepolicy.energypolicy.columbia.edu/, and
- by downloading it for free from the website above or the website of Columbia University’s Center on Global Energy Policy—http://energypolicy.columbia.edu/
This is a “living document.” Many of the facts and policies it describes will change in the months and years ahead. As that happens, this Guide will be updated. New editions of the Guide will be released regularly.
I welcome comments on and updates to the material in this Guide. Please send comments and updates to ChineseClimatePolicy@sipa.columbia.edu.
 People’s Republic of China, Enhanced Actions on Climate Change: China’s Intended Nationally Determined Contributions (June 2015) at p.1; People’s Republic of China, First Biennial Update Report on Climate Change (December 2016) at p.1.
 See NDRC, China’s Policies and Actions for Addressing Climate Change (November 2018); NDRC, China’s Policies and Actions for Addressing Climate Change (October 2017); NDRC, China’s Policies and Actions for Addressing Climate Change (October 2016).
 People’s Republic of China, Enhanced Actions on Climate Change: China’s Intended Nationally Determined Contributions (June 2015).
 State Council, “Work Plan for Controlling Greenhouse Gas Emissions in the 13th Five-Year Plan” (October 27, 2016).
Table of contents
PART I - BACKGROUND
1. Chinese Emissions of Heat-Trapping Gases
A. Carbon Dioxide
(i) Emissions Metrics
(ii) Emissions Growth
(iii) Emissions by Sector and Source
B. Other Gases
C. Uncertainties in Emissions Estimates
D. Chinese Emissions and the Carbon Budget
2. Impacts of Climate Change in China
A. China’s Vulnerability to Climate Change
B. Recent Extreme Weather Events
3. Short History of Chinese Climate Policy
PART II - DOMESTIC Policies
4. Climate Goals
5. Urban Air Pollution
6. Emissions Trading
7. Energy Efficiency
9. Renewable Power
B. Wind Power
C. Solar Power
10. Nuclear Power
11. Natural Gas
12. Synthetic Natural Gas
A. Chinese Vehicle Stock
B. Vehicle Fuel Efficiency
C. Electric Vehicles
14. HFCs and CFCs
15. Low-Carbon Cities
16. Green Finance
PART III - FOREIGN POLICIES
20. Belt and Road Initiative
B. Green Development Policies
C. Energy Sector Projects
D. Financial Institutions
E. Climate Impacts
Appendix A: Government Structure
Appendix B: Key Players